Página 1 dos resultados de 716 itens digitais encontrados em 0.003 segundos

‣ India : International Organization of Securities Commission Objectives and Principles of Securities Regulation

International Monetary Fund; World Bank
Fonte: World Bank, Washington, DC Publicador: World Bank, Washington, DC
Português
Relevância na Pesquisa
58.480864%
An assessment of the level of implementation of the IOSCO principles in the Indian securities market was conducted from June 15 to July 1, 2011 as part of the Financial Sector Assessment Program (FSAP) by Ana Carvajal, Monetary and capital markets department. An initial IOSCO assessment was conducted in 2000. Since then significant changes have taken place in the Indian market, in terms of market development, upgrading of market infrastructure and of the regulatory framework. The IOSCO methodology requires that assessors not only look at the legal and regulatory framework in place, but at how it has been implemented in practice. The assessor relied on: (i) a self-assessment developed by Securities Board Exchange of India (SEBI); (ii) the review of relevant laws, and other relevant documents provided by the authorities including annual reports; (iii) meetings with the Chairman of SEBI and other members of the Board, staff of SEBI as well as the RBI, and other public authorities, in particular representatives of the Ministry of Finance (MoF) and the Ministry of Corporate Affairs (MCA); as well as (iv) meetings with market participants...

‣ Mexico : The IOSCO Objectives and Principles of Securities

International Monetary Fund; World Bank
Fonte: World Bank, Washington, DC Publicador: World Bank, Washington, DC
Português
Relevância na Pesquisa
58.778584%
As the supervisor of the securities markets in Mexico, the National Banking and Securities Commission (Comision Nacional Bancaria y de Valores, CNBV) has developed a robust supervisory framework that exhibits high levels of implementation of the International Organization of Securities Commissions Objectives and Principles of Securities Regulation (IOSCO Principles) in many areas. The assessment was conducted during the International Monetary Fund (IMF) and World Bank Financial Sector Assessment Program (FSAP) mission to Mexico during the period September 7 to September 21, 2011. The assessment was carried out using the 2003 IOSCO methodology for assessing implementation of the IOSCO Principles. The most significant issues regarding full implementation of the Principles fall under the regulator principles. These issues flow from two sources. First, there is no specific statute governing derivatives (whether exchange traded or over-the-counter (OTC)), nor any other express legislative provisions that govern the regulation of that growing market. Second...

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.

‣ Registration record, Securities Act of 1933; Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)

United States -- Securities and Exchange Commission; United States
Fonte: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C ) Publicador: Securities and Exchange Commission; Securities and Exchange Commission ( Washington, D.C )
Tipo: Artigo de Revista Científica Formato: v. : ; 28 cm.
Publicado em // Português
Relevância na Pesquisa
58.43273%
(Dates or Sequential Designation) Ceased with: June 27, 1952.; Issues for have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).; Description based on: May 8, 1937; title from cover.